| Date |
Deals |
|
Stock Code |
Deal Nature |
|
Role |
| |
| January | Linfair Holdings Limited | | 462 | Placing of existing shares | | Placing Agent |
| |
| January | Neolink Cyber Technology (Holding) Limited | | 8116 | Placing of existing shares and subscription of new shares | | Placing Agent |
| |
| January | S&D International Development Group Limited | | 8148 | Mandatory conditional general offers | | Joint Financial Advisor |
| |
| January | Macau Success Limited | | 487 | Major transaction | | Financial Advisor |
| |
| February | New World CyberBase Limited | | 276 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| March | Celestial Asia Securities Holdings Limited | | 1049 | Connected transaction-financial assistance | | Independent Financial Advisor |
| |
| March | New World CyberBase Limited | | 276 | Connected transaction | | Independent Financial Advisor |
| |
| March | New Smart Energy Group Limited | | 91 | Placing of existing shares and subscription of new shares | | Placing Agent |
| |
| March | New Smart Energy Group Limited | | 91 | Placing of new shares | | Placing Agent |
| |
| April | Celestial Asia Securities Holdings Limited | | 1049 | Connected transaction | | Independent Financial Advisor |
| |
| April | Golden Resorts Group Limited | | 1031 | Adjustment of warrants and share options | | Independent Financial Advisor |
| |
| April | Pacific Plywood Holdings Limited | | 767 | Placing of new shares | | Placing Agent |
| |
| May | Tiger Tech Holdings Limited | | 8046 | Mandatory conditional general offers | | Joint Financial Advisor |
| |
| June | Mandarin Entertainment (Holdings) Limited | | 9 | Placing of existing shares and subscription of new shares | | Financial Advisor |
| |
| June | Forefront International Holdings Limited | | 885 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| June | Sau San Tong Holdings Limited | | 8200 | Refreshment of general mandate to issue and allot shares | | Independent Financial Advisor |
| |
| June | Mascotte Holdings Limited | | 136 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| June | Unity Investments Holdings Limited | | 913 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| June | Macau Success Limited | | 487 | Syndicated Loan | | Financial Advisor |
| |
| June | Poly Investments Holdings Limited | | 263 | Placing of new shares | | Placing Agent |
| |
| July | Celestial Asia Securities Holdings Limited | | 1049 | Connected transaction | | Independent Financial Advisor |
| |
| July | Long Success International (Holdings) Limited | | 8017 | Major and connected transaction and proposed rights issue | | Independent Financial Advisor |
| |
| July | China Chief Cable TV Group Limited | | 8153 | Placing of existing shares and subscription of new shares | | Placing Agent |
| |
| July | S&D International Development Group Limited | | 8148 | Proposed change of company name | | Financial Advisor |
| |
| July | Sunny Global Holdings Limited | | 1094 | Placing of new shares | | Placing Agent |
| |
| July | Forefront Group Limited | | 885 | Refreshment of general mandate to issue and allot shares | | Independent Financial Advisor |
| |
| July | Mandarin Entertainment (Holdings) Limited | | 9 | Open offer | | Financial Advisor |
| |
| July | Neptune Group Limited | | 70 | Placing of existing shares and subscription of new shares | | Financial Advisor |
| |
| July | Macau Success Limited | | 487 | Letter of Intent | | Financial Advisor |
| |
| July | China Financial Industry Investment Fund Limited | | 1227 | Right issue | | Underwriter |
| |
| August | Celestial Asia Securities Holdings Limited | | 1049 | Connected transaction and proposed refreshment general mandate | | Independent Financial Advisor |
| |
| August | Willie International Holdings Limited | | 273 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| August | Tech Pro Technology Development Limited | | 3823 | Main Board Listing | | Underwriter |
| |
| August | China Data Broadcasting Holdings Limited | | 8016 | Continuing connected transaction | | Independent Financial Advisor |
| |
| September | Wang Sing International Holdings Group Limited | | 2389 | Placing of new shares | | Placing Agent |
| |
| September | Galileo Holdings Limited | | 8029 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| September | Mandarin Entertainment (Holdings) Limited | | 9 | Placing of existing shares and subscription of new shares | | Financial Advisor |
| |
| September | China Chief Cable TV Group Limited | | 8153 | Placing of existing shares and subscription of new shares | | Joint placing Agent |
| |
| October | Sino Technology Investments Company Limited | | 1217 | Right Issue | | Independent Financial Advisor |
| |
| October | China Photar Electronics Group Limited | | 8220 | Placing of existing shares | | Placing Agent |
| |
| October | Pacific Plywood Holdings Limited | | 767 | Placing of existing shares and subscription of new shares | | Placing Agent |
| |
| October | Wing Hong (Holdings) Limited | | 745 | Proposed share sub-division and change of board lot size | | Financial Advisor |
| |
| October | Sichuan Expressway Company Limited | | 107 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| November | Guangdong Nan Yue Logistics Company Limited | | 3399 | Continuing connected transaction | | Independent Financial Advisor |
| |
| November | Wing Hong (Holdings) Limited | | 745 | Very Substantial acquisition | | Financial Advisor |
| |
| November | Rainbow Brothers Holdings Limited | | 33 | Main Board Listing | | Underwriter |
| |
| November | Sino Technology Investments Company Limited | | 1217 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| November | Unity Investments Holdings Limited | | 913 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| November | Long Success International (Holdings) Limited | | 8017 | Capital reorganisation, bonus warrants issue, open offer and bonus share issue, discloseable transactions and refreshment of existing mandates | | Independent Financial Advisor |
| |
| December | Far East Holdings International Limited | | 36 | Placing of existing shares, subscription of new shares | | Financial Advisor |
| |
| December | Willie International Holdings Limited | | 273 | Rights Issue | | Independent Financial Advisor |
| |
| December | Shell Electric MFG. (Holdings) Company Limited | | 81 | Discloseable and Connected Transaction | | Independent Financial Advisor |
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