| Month |
Deals |
|
Stock Code |
Deal Nature |
|
Role |
| |
| January | Guandong Nan Yue Logistics Company Limited | | 3399 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| January | Xian Yuen Titanium Resources Holdings Limited | | 353 | Connected and major transaction | | Independent Financial Advisor |
| |
| January | Strong Petrochemical Holdings Limited | | 852 | Main Board Listing | | Underwriter |
| |
| January | Celestial Asia Securities Holdings Limited | | 1049 | Major and connected transaction | | Independent Financial Advisor |
| |
| January | Hua Lien International (Holding) Limited | | 969 | Very substantial acquisition and continuing connected transactions | | Independent Financial Advisor |
| |
| February | Temujin International Investments Limited | | 204 | Placing of warrants | | Placing agent |
| |
| March | Asia Cassava Resources Holding Limited | | 841 | Main board listing | | Underwriter |
| |
| March | CASH Financial Services Group Limited | | 510 | Adjustment to share options and proposed convertible note(s) | | Independent Financial Advisor |
| |
| April | Sichuan Expressway Company Limited | | 107 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| April | Forefront Group Limited | | 885 | Major and connected transaction | | Independent Financial Advisor |
| |
| April | Bright International Group Limited | | 1163 | Confirmation under Rule 14.62 of the Takeover Code | | Financial Advisor |
| |
| April | Centron Telecom International Holding Limited | | 1155 | Discloseable transaction | | Independent Financial Advisor |
| |
| May | Vertex Group Limited | | 8228 | Placing of new shares | | Financial Advisor |
| |
| May | Global Sweeteners Holdings Limited | | 3889 | Continuing connected transaction | | Independent Financial Advisor |
| |
| May | CASH Financial Services Group Limited | | 510 | Connected transaction and continuing connected transactions | | Independent Financial Advisor |
| |
| June | Tai Shing International (Holdings) Limited | | 8103 | Rights issue | | Independent Financial Advisor |
| |
| June | Peaktop International Holdings Limited | | 925 | Whitewash waiver | | Independent Financial Advisor |
| |
| June | China Sciences Conservational Power Limited | | 351 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| June | Vision Tech International Holdings Limited | | 922 | Placing of existing shares, subscription for new shares | | Financial Advisor |
| |
| July | Hengli Properties Development (Group) Limited | | 169 | Major and connected transaction | | Independent Financial Advisor |
| |
| July | Kong Sun Holding Limited | | 295 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| July | VST Holdings Limited | | 856 | Connected transactions | | Independent Financial Advisor |
| |
| July | Vertex Group Limited | | 8228 | Open offer | | Financial Advisor |
| |
| July | Forefront Group Limited | | 885 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| August | China Primary Resources Holdings Limited | | 8117 | Adjustment of the convertible securities as announced on 24 June 2009 | | Independent Financial Advisor |
| |
| August | China Primary Resources Holdings Limited | | 8117 | Adjustment of the convertible securities as announced on 7 July 2009 | | Independent Financial Advisor |
| |
| August | China Nonferrous Metals Company Limited | | 8306 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| August | China Nonferrous Metals Company Limited | | 8306 | Adjustment of the convertible bonds and the share options | | Independent Financial Advisor |
| |
| August | China Data Broadcasting Holdings Limited | | 8016 | Connected transaction | | Independent Financial Advisor |
| |
| September | Nam Fong International Holdings Limited | | 1176 | Mandatory unconditional cash offer | | Financial Advisor |
| |
| September | Chengdu New Dadi Motor Company Limited | | 8188 | Mandatory unconditional cash offer | | Financial Advisor |
| |
| October | Unity Investments Holding Limited | | 913 | Continuing connected transactions | | Independent Financial Advisor |
| |
| October | Unity Investments Holding Limited | | 913 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| November | Guandong Nan Yue Logistics Company Limited | | 3399 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| November | iMerchant Limited | | 8009 | Adjustments of the convertible bonds and the convertible preference shares | | Independent Financial Advisor |
| |
| December | Futong Technology Development Holdings Limited | | 465 | Main Board Listing | | Underwriter |
| |
| December | China Data Broadcasting Holdings Limited | | 8016 | Continuing connected transactions | | Independent Financial Advisor |
| |
| December | China Nonferrous Metals Company Limited | | 8306 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| December | JLF Investment Company Limited | | 472 | White wash wavier | | Independent Financial Advisor |
| |
| December | Kong Sun Holdings Limited | | 295 | Adjustment to convertible bonds | | Independent Financial Advisor |
| |
| December | Celestial Asia Securities Holdings Limited | | 1049 | Continuing connected transactions - Financial assistance | | Independent Financial Advisor |
| |
| December | Freeman Corporation Limited | | 279 | Refreshment of the scheme mandate limit and issue mandate | | Independent Financial Advisor |
| |
| December | Bright Prosperous Holdings Limited | | 723 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| December | Forefront Company Limited | | 885 | Discloseable and connected transaction | | Independent Financial Advisor |
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