| Month |
Deals |
|
Stock Code |
Deal Nature |
|
Role |
| |
| January | Willie International Holdings Limited | | 273 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| January | Soluteck Holdings Limited | | 8111 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| January | China Mandarin Holdings Limited | | 9 | Major disposal and connected transaction | | Financial Advisor |
| |
| January | ZMAY Holdings Limited | | 8085 | Adjustment of the listed warrants | | Independent Financial Advisor |
| |
| January | Meike International Holdings Limited | | 953 | Main board listing | | Underwriter |
| |
| February | Freeman Corporation Limited | | 279 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| February | Emperor International Holdings Limited | | 163 | Continuing connected transaction | | Independent Financial Advisor |
| |
| February | Vertex Group Limited | | 8228 | Open Offer and change of company name | | Financial Advisor |
| |
| February | Zhongda International Holdings Limited | | 909 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| February | Heritage International Holdings Limited | | 412 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| March | Hua Yi Copper Holdings Limited | | 559 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| March | China South City Holdings Limited | | 1668 | Connected transactions | | Independent Financial Advisor |
| |
| March | Pacific Plywood Holdings Limited | | 767 | Placing of new shares | | Placing Agent |
| |
| March | Forefront Group Limited | | 885 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| March | Tai Shing International (Holdings) Limited | | 8103 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| March | Sparkle Roll Group Limited | | 970 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| April | United Gene High-Tech Group Limited | | 399 | Right Issue | | Financial Advisor |
| |
| April | Emperor International Holdings Limited | | 163 | Continuing connected transactions | | Independent Financial Advisor |
| |
| April | Emperor Entertainment Hotel Limited | | 296 | Continuing connected transactions | | Independent Financial Advisor |
| |
| April | Emperor Entertainment Group Limited | | 8078 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| April | Guangdong Nan Yue Logistic Company Limited | | 3399 | Continuing connected transactions | | Independent Financial Advisor |
| |
| May | Freeman Corporation Limited | | 279 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| May | Heritage International Holdings Limited | | 412 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| May | Mascotte Holdings Limited | | 136 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| June | China Primary Resources Holdings Limited | | 8117 | Very substantial disposal | | Independent Financial Advisor |
| |
| June | Sustainable Forest Holdings Limited | | 723 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| July | China Nonferrous Metals Company Limited | | 8306 | Continuing connected transactions and proposed grant of options | | Independent Financial Advisor |
| |
| July | Willie International Holdings Limited | | 273 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| July | Ruyan Group (Holdings) Limited | | 329 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| August | China Nonferrous Metals Company Limited | | 8306 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| August | Inno-Tech Holdings Limited | | 8202 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| August | Inno-Tech Holdings Limited | | 8202 | Continuing connected transaction | | Independent Financial Advisor |
| |
| August | Beijing Properties (Holdings) Limited | | 925 | Connected transactions and whitewash waiver | | Independent Financial Advisor |
| |
| September | Willie International Holdings Limited | | 273 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| September | Celestial Asia Securities Holdings Limited | | 1049 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| September | Celestial Asia Securities Holdings Limited | | 1049 | Adjustment to share options & convertible note | | Independent Financial Advisor |
| |
| October | China Trends Holdings Limited | | 8171 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| October | Guangdong Nan Yue Logistics Company Limited | | 3399 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| October | Celestial Asia Securities Holdings Limited | | 1049 | Adjustment to share options & convertible note | | Independent Financial Advisor |
| |
| October | Sparkle Roll Group Limited | | 970 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| October | China Primary Resources Holdings Limited | | 8117 | Deed of settlement in relation to the redemption of convertible bonds, very substantial disposal, connected transaction, open offer and whitewash waiver | | Independent Financial Advisor |
| |
| October | China Nonferrous Metals Company Limited | | 8306 | Connected transaction | | Independent Financial Advisor |
| |
| October | Great Harvest Maeta Group Holdings Limited | | 3683 | Main board listing | | Underwriter |
| |
| November | China Mandarin Holdings Limited | | 9 | On-going financial advisory | | Financial Advisor |
| |
| November | Guangdong Nan Yue Logistics Company Limited | | 3399 | Continuing connected transaction | | Independent Financial Advisor |
| |
| November | Guangzhou Pharmaceutical Company Limited | | 874 | Continuing connected transaction | | Independent Financial Advisor |
| |
| November | Beijing Yu Sheng Tang Pharmaceutical Group Limited | | 1141 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| December | China Mandarin Holdings Limited | | 9 | On-going financial advisory | | Financial Advisor |
| |
| December | China Mandarin Holdings Limited | | 9 | Share consolidation and change in board lot size | | Financial Advisor |
| |
| December | Heritage International Holdings Limited | | 412 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| December | Willie International Holdings Limited | | 273 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| December | Inno-Tech Holdings Limited | | 8202 | Rights issue | | Financial Advisor |
| |
| December | CASH Financial Services Group Limited | | 510 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| December | CASH Financial Services Group Limited | | 510 | Adjustment on share option | | Independent Financial Advisor |
| |
| December | Forefront Group Limited | | 885 | Rights issue | | Independent Financial Advisor |
| |
| December | Freeman Financial Corporation Limited | | 279 | Major and connected transaction | | Independent Financial Advisor |
| |
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