| Month |
Deals |
|
Stock Code |
Deal Nature |
|
Role |
| |
| January | ZMAY Holdings Limited | | 8085 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| January | China Mandarin Holdings Limited | | 9 | Very substantial acquisition | | Financial Advisor |
| |
| February | China Mandarin Holdings Limited | | 9 | On-going financial advisory | | Financial Advisor |
| |
| March | Freeman Financial Corporation Limited | | 279 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| March | China Nonferrous Metals Company Limited | | 8306 | Discloseable and connected transaction | | Independent Financial Advisor |
| |
| March | China Mandarin Holdings Limited | | 9 | On-going financial advisory | | Financial Advisor |
| |
| April | China Data Broadcasting Holdings Limited | | 8016 | Connected transaction and whitewash waiver | | Independent Financial Advisor |
| |
| April | Tai Shing International (Holdings) Limited | | 8103 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| April | China Mandarin Holdings Limited | | 9 | On-going financial advisory | | Financial Advisor |
| |
| May | GreaterChina Professional Services Limited | | 8193 | GEM board listing | | Joint Sponsor & Joint Lead Manager |
| |
| May | CASH Financial Services Limited | | 510 | Adjustment to share options | | Independent Financial Advisor |
| |
| May | Willie International Holdings Limited | | 273 | Right issues | | Independent Financial Advisor |
| |
| May | China Leason Investment Group Company Limited | | 8270 | Major and connected transaction | | Independent Financial Advisor |
| |
| June | Bao Yuan Holdings Limited | | 692 | Rights issue | | Independent Financial Advisor |
| |
| June | Bao Yuan Holdings Limited | | 692 | Adjustment to convertible notes and share options | | Independent Financial Advisor |
| |
| June | Emperor International Holdings Limited | | 163 | Continuing connected transaction | | Independent Financial Advisor |
| |
| June | China Primary Resources Holdings Limited | | 8117 | Mandatory unconditional cash offers | | Independent Financial Advisor |
| |
| June | Sparkle Roll Group Limited | | 970 | Continuing connected transactions | | Independent Financial Advisor |
| |
| August | Mobile Telecom Network (Holdings) Limited | | 8266 | Adjustments to the convertible bonds and warrants | | Independent Financial Advisor |
| |
| August | Suncorp Technologies Limited | | 1063 | Rights issue | | Independent Financial Advisor |
| |
| August | Beijing Properties (Holdings) Limited | | 925 | Major and connected transactions to establishment of a joint venture company | | Independent Financial Advisor |
| |
| September | Beijing Properties (Holdings) Limited | | 925 | Major and connected financial assistance | | Independent Financial Advisor |
| |
| September | Sino Resources Group Limited | | 223 | Placing of new shares | | Placing Agent |
| |
| September | Sino Resources Group Limited | | 223 | Placing of warrants | | Placing Agent |
| |
| September | Heritage International Holdings Limited | | 412 | Rights issue | | Independent Financial Advisor |
| |
| October | Chanceton Financial Group Limited | | 8020 | GEM board listing | | Joint Sponsor |
| |
| October | Beijing Properties (Holdings) Limited | | 925 | Major and connected transaction | | Independent Financial Advisor |
| |
| November | Willie International Holdings Limited | | 273 | Refreshment of general mandate | | Independent Financial Advisor |
| |
| November | Grand Concord International Limited | | 844 | Main Board listing | | Underwriter |
| |
| December | Mascotte Holdings Limited | | 136 | Very substantial acquisition and connected transaction | | Independent Financial Advisor |
| |
| December | Mascotte Holdings Limited | | 136 | Grant of share options and connected transaction | | Independent Financial Advisor |
| |
| December | South China (China) Limited | | 413 | Continuing connected transaction | | Independent Financial Advisor |
| |
| December | Unity Investments Holdings Limited | | 913 | Renewal of continuing connected transactions | | Independent Financial Advisor |
| |
| December | Tack Fat Group International Limited | | 928 | Proposed grant of share options | | Independent Financial Advisor |
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